
Stay ahead of electronic recordkeeping regulations.
Regulatory enforcement of electronic recordkeeping compliance is increasingly focused on text-based communication. Here's what SEC- and FINRA-regulated firms are doing about it.
FINANCIAL SERVICES
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Regulatory enforcement of electronic recordkeeping compliance is increasingly focused on text-based communication. Here's what SEC- and FINRA-regulated firms are doing about it.
Following high-profile fines for mobile app communication, a Tier 1 bank implements T-Mobile MultiLine.
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Insights from an industry expert.
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